-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BRSQA05hDRbw8mXVbRDF5MRo2p4OehNzB9jWl+MZy5nGbI8VwPalBbQRmND9P9Wy VXiaD5S9ZWFllpuUIl8/4Q== 0000717724-99-000002.txt : 19990215 0000717724-99-000002.hdr.sgml : 19990215 ACCESSION NUMBER: 0000717724-99-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DRESS BARN INC CENTRAL INDEX KEY: 0000717724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 060812960 STATE OF INCORPORATION: CT FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-35085 FILM NUMBER: 99537206 BUSINESS ADDRESS: STREET 1: 30 DUNNIGAN DR CITY: SUFFERN STATE: NY ZIP: 10901 BUSINESS PHONE: 9143694600 MAIL ADDRESS: STREET 1: 30 DUNNIGAN DRIVE CITY: SUFFERN STATE: NY ZIP: 10901 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAFFE ELLIOT S CENTRAL INDEX KEY: 0000903343 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 30 DUNNIGAN DR STREET 2: C/O DRESS BARN CITY: SUFFERN STATE: NY ZIP: 10901 BUSINESS PHONE: 9143694500 SC 13G 1 SCHEDULE 13-G THE DRESS BARN INC. CUSIP NO. 261570105 13G PAGE 1 OF 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) The Dress Barn, Inc. (Name of Issuer) Common Stock par value $.05 (Title of Class of Securities) 261570105 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purposes of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 261570105 13G PAGE 2 OF 6 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIIFCATION NO. OF ABOVE PERSON Elliot S. Jaffe ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3. SEC USE ONLY 4. CITZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 3,828,666 6. SHARED VOTING POWER 69,310 7. SOLE DISPOSITIVE POWER 3,838,666 8. SHARED DISPOSITIVE POWER 69,310 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,897,976 10. CHECK IF THE AGGREGAGE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Item 4) 11. PERCENT OF CLASS REPRESENTED IN AMOUNT IN ROW 9 (See Item 4) 12. TYPE OF REPORTING PERSON IN CUSIP NO. 261570105 13G PAGE 3 OF 6 Item 1(a). Name of Issuer: The Dress Barn, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 30 Dunnigan Drive Suffern, New York 10901 Item 2(a). Name of Person Filing: Elliot S. Jaffe Item 2(b). Address of Principal Business Office: 30 Dunnigan Drive Suffern, New York 10901 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, par value $.05 per share. Item 2(e). CUSIP Number: 261570105 Item 3. Not applicable CUSIP NO. 261570105 13G PAGE 4 OF 6 Item 4. Ownership (a). Amount Beneficially Owned as of January 23, 1999: 3,897,976 (1) (2) (b). Percent of Class as of January 23, 1999: (1) (2) (c). Number of shares at to which such person has as of January 23, 1999: (i) sole power to vote or to direct the vote: 3,828,666 (1) (ii) shared power to vote of to direct the vote: 69,310 (2) (iii) sole power to dispose or to direct the disposition of: 3,828,666 (1) (iv) shared power to dispose or to direct the disposition of: 69,310 (2) - ------------------------------ (1) Includes 173,336 shares (0.79%) owned directly by Elliot S. Jaffe and 3,655,330 shares (16.7%) owned by The Jaffe Family Limited Partnership, a Connecticut limited partnership (the "Partnership"). Elliot S. Jaffe has sole power to vote and dispose of the shares owned by the Partnership. (2) Includes 69,310 shares (0.032%) owned by The Jaffe Family Foundation, a New York not-for-profit corporation (the "Foundation"). Elliot S. Jaffe shares the power to vote and dispose of the shares owned by the Foundation. Elliot S. Jaffe disclaims beneficial ownership of the shares owned by the Foundation. CUSIP NO. 261570105 13G PAGE 5 OF 6 Item 5. Ownership of Five Percent or Less of Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: The Partnership owns 3,655,330 shares (16.7%) of common stock of The Dress Barn, Inc. (See Item 4). The partnership agreement of the Partnership provides that all income, gains and distributions of the Partnership (which could include dividends and the proceeds from the sale of such shares) must be allocated among the partners of the Partnership pro rata in accordance with their ownership interests in the Partnership. Elliot S. Jaffe is trustee of three trusts, one for the benefit of Elise Jaffe, one for the benefit of David Jaffe and one for the benefit of Richard Jaffe. The Foundation owns 69,310 shares (0.032%) of the shares of the common stock of The Dress Barn, Inc. (See Item 4.) Elliot S. Jaffe shares the power to direct the receipt of dividends from the proceeds from the sale of such shares. In terms of the right to receive dividends from or the proceeds from the sale of such shares, the purpose of the Foundation is to make charitable contributions. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. CUSIP NO. 261570105 13G PAGE 6 OF 6 Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: Not Applicable. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, correct and complete. Date: January 23, 1999 BY :/s/ELLIOT S. JAFFE Elliot S. Jaffe -----END PRIVACY-ENHANCED MESSAGE-----